Will The Real Capitalism Please Stand Up
Monday, 14 April 2014
at
15:23
| Posted by
Joe Hudson
What some would simply call 'Capitalism', others would call crony-capitalism, state-sponsored capitalism, 'free market' capitalism, or 'really existing capitalism'. Where does this contention come from?
Capitalism is an approach to economics which applies the concepts of private ownership, and private profit through trade to all forms of economic activity which they can be readily applied to. Central characteristics of Capitalism include capital accumulation, private control of the means of production and wage labour. Central to the conceptual basis of Capitalism are the ideas of a competitive market and 'free trade'.
It is those ideas of competitive markets and free trade that are usually the cause of disagreement over what counts as 'Capitalism'. Take for instance the comment:
“How unequally economic opportunity is distributed and how much corporate and government corruption is found in society today, and what great waste and suffering that results in! That's Capitalism for you.”
Some would respond to that with “Well, the problem isn't really with Capitalism, it's the government interfering with and over-regulating the market and getting in bed with big business. So what we have now is crony-capitalism. What we need is more free and competitive markets.”
Others would respond in practically the opposite way “Well the problem is with unchecked free markets and insufficient regulation. What we need is more responsible state management of capital and markets, to ensure more competition and opportunity, and thus a more equitable form of Capitalism.”
To resolve the contradiction it is helpful to be clearer on what a market is and the conditions necessary to sustain one on a large scale. A market is a space which facilitates and aggregates trading activity – the exchange of goods, services and assets. Implicit in this is a transfer of control or ownership between parties in a trade; markets imply private property and the exchange of it.
Once such a space for the exchange of private property is established, an inherent characteristic of markets begins to manifest; the concentration of power and private wealth. This happens through cumulative competitive advantage, where small differences in economic wealth become amplified over multiple trades, leading to ever greater inequality. (While this is more acutely and quickly felt with economic retraction or non-expansion, it remains true even with economic growth.)
Because of this wealth concentrating characteristic, markets present an increasingly unhappy situation for the majority of people influenced by them. Thus for markets to persist they must be protected (from said majority) and regulated to keep general conditions within manageable bounds. Without such protection of property and regulation, markets would simply break down, hence these are necessary conditions for markets to persist. Since a market is fundamental to Capitalism, regulation of markets and protection of property 'rights' are also necessary conditions of Capitalism. It is generally a government that performs that market maintaining role. Indeed some institution with the same sort of powers as government, whatever name it took, would need to exist to perform this essential oversight and protection of markets.
It is easier to maintain a market, and thus Capitalism, in a growing economy, because the growth offsets to a degree, or at least delays the biting point of market led wealth concentration. This is one of the reasons why there is such mainstream focus on keeping the economy growing. How bound to that task a government is, is a simple measure of how aligned they are with Capitalism. In fact, in an economy without extensive growth, Capitalism along with the market would soon fall apart, tending to revert to some form of feudalism from which the modern form evolved, along with more extreme violence.
Following the above through, the very idea of 'free trade' is problematic. At face value it simply means people being at liberty to trade what they want, without coercion. However, as wealth concentrates through cumulative competitive advantage, economic opportunity and thus freedom to trade and bargain shrinks for the majority (as they find themselves between a rock and a hard place) in line with that wealth concentration. Hence, 'free trade' is made a contradiction in terms by fundamental market operations. No imagined 'revolutionary' reset of wealth distribution will change that – so long as the market-economy paradigm remains intact, the same conditions will re-emerge.
This exploration of markets and 'free trade' also explains how markets naturally become less competitive over time (without extra-market disruption or oversight). As power concentrates there is less leverage and opportunity, under standard market operations, for others to compete for that enlarging concentration of economic wealth. Beyond this basic market characteristic, taking the profit incentive (or addiction), it makes perfect sense for concentrated power to lobby for legislation and subsidies which protect and enhance that power and thus the established social order. Where individual financial profit and capital accumulation are the dominant objectives, it makes sense to seek 'free trade' for the self, but much less sense to seek it for others.
Consequently it is simply a logical move to reduce resistance to further profit and power, for government and business to become largely the same thing, at a certain level. Any system predicated on the accumulation of profit, markets and private ownership – that is Capitalism – will arrive at the same logical conclusion, that for concentrated wealth to continue and grow, it must become intertwined with (or otherwise act as) government, either overtly through a State controlled economy, or through networks of lobbyists, friends in high places and preferential treatment of them. Similarly, the use of military force to secure and protect resources, or market friendly conditions, foreign or domestic, can be rationalized as simply taking necessary and reasonable steps to protect business interests, which happily coincide with 'national interests'.
In such an environment vigorous competition may still take place. But for the most part, even where the public/private entwining has not advanced much, this competition happens within economic strata – a few actors at the top heavy distribution and most in the long thin tail – and in the context of as much inequality as the bulk of individuals making up the market can bare. (The possibility to substantially increase individual economic wealth is always there, but is increasingly marginal, in line with inequality of opportunity.) So, even though a sense of dog-eat-dog competition for scraps may be pervasive, in terms of how large concentrations of economic power get used, there is little competition, due to the high concentration of wealth into few hands.
Competition is often mentioned in relation to innovation; finding better and cheaper ways to do and make things to help meet people's needs and desires. However, the kind of environment most conducive to innovation, where people have time and space to develop ideas, explore and experiment with possibilities, and where information is shared freely, is precisely the kind of environment that a market controlled economy tramples on, replacing it with high stress, short-term, threat-focused thinking, and competition for possessions more than between ideas. Therefore, when evaluating innovation, competition and Capitalism together it is important to distinguish the sort of competition that Capitalism engenders.
While the degree and type of competition and how 'free' a market is, may be idealogical facets or aims of a proponent of Capitalism, they are not defining features of Capitalism, there is and can be no particular non-arbitrary qualifying measurement. The extent or lack of economic competition and 'free trade' in a society is simply a measure of how far a market controlled economy has been made to run on, without some intervention to rebalance economic opportunity. To say 'true Capitalism' exists only in some specific and early stage of market economy development is to make Capitalism an arbitrary, perpetually lost fantasy of an aspiration, immune to criticism. If Capitalism is taken as something that can exist, then it must be defined at least by concepts that can evidently be in dominant operation in society - in this case, markets and private property.
In summary, where there is an economy that is predominantly controlled by market forces (exchange and concentration of property), and where private property is protected by some form of government, Capitalism is in effect – however many or few people there are enjoying the benefits of 'free trade'. This is true whatever system of social safety net is in place, so long as that welfare arrangement remains a support system for continued market operation, and does not undermine the narratives (relating to wage labour, wealth creation and the profit incentive) which justify and aid its continuation. It is also true even if the form of government attempts to have a more anarchic than hierarchical flavour.
It follows then that what may pass as Socialism, or socialist policy can itself be a crucial support system for Capitalism, serving to sustain social conditions at a level which allow a market-economy to continue. Social struggle itself can thus serve the same master (even where it also leads to better living conditions) if it operates within its supporting narratives, such 'a fair day's pay for a fair day's labour' (accepting the authority of markets and that people aught to earn to live), and in general where that struggle validates or reinforces social hierarchies.
In conclusion, providing those conditions of a largely market controlled economy are met, there is no crony-capitalism, there is just Capitalism. And corporate capitalism, state controlled capitalism, 'social democratic market-economies', neoliberalism, or somewhat more laissez faire capitalism, are all variations on what is fundamentally the same thing – private profit seeking and capital accumulation through markets.
Disputes over the level of market regulation and property protection (and even what counts as private property), or the tax and welfare system, simply determine the rapacity or stage of power accumulation, and do not fundamentally make a different system, providing an economy (and thus society) remains predominantly controlled by market operations. Having said that, regulation, and social and economic legislation which springs from a different paradigm - one outside of but not immediately contradictory to a market economy - does have the potential to strengthen the support and build the conditions for radical and progressive social change, to a place beyond Capitalism. Two examples of such reforms are:
* Transitioning the tax system away from trade or income tax to an almost wholly property tax based one.
* Introducing an unconditional basic income to more widely spread economic opportunity and thus economic and social participation.
More on markets and progressive economic policies:
http://joe-hudson.blogspot.co.uk/2014/01/markets-and-non-aggression-principle.html
http://joe-hudson.blogspot.co.uk/2013/12/what-counts-as-progressive-change.html
http://joe-hudson.blogspot.co.uk/2013/12/two-powerful-mechanisms-for-stimulating.html
Money as Debt http://www.moneyasdebt.net/
Positive Money http://www.positivemoney.org/
Equality Trust http://www.equalitytrust.org.uk/
Basic Income http://www.basicincome.org/
Capitalism is an approach to economics which applies the concepts of private ownership, and private profit through trade to all forms of economic activity which they can be readily applied to. Central characteristics of Capitalism include capital accumulation, private control of the means of production and wage labour. Central to the conceptual basis of Capitalism are the ideas of a competitive market and 'free trade'.
It is those ideas of competitive markets and free trade that are usually the cause of disagreement over what counts as 'Capitalism'. Take for instance the comment:
“How unequally economic opportunity is distributed and how much corporate and government corruption is found in society today, and what great waste and suffering that results in! That's Capitalism for you.”
Some would respond to that with “Well, the problem isn't really with Capitalism, it's the government interfering with and over-regulating the market and getting in bed with big business. So what we have now is crony-capitalism. What we need is more free and competitive markets.”
Others would respond in practically the opposite way “Well the problem is with unchecked free markets and insufficient regulation. What we need is more responsible state management of capital and markets, to ensure more competition and opportunity, and thus a more equitable form of Capitalism.”
To resolve the contradiction it is helpful to be clearer on what a market is and the conditions necessary to sustain one on a large scale. A market is a space which facilitates and aggregates trading activity – the exchange of goods, services and assets. Implicit in this is a transfer of control or ownership between parties in a trade; markets imply private property and the exchange of it.
Once such a space for the exchange of private property is established, an inherent characteristic of markets begins to manifest; the concentration of power and private wealth. This happens through cumulative competitive advantage, where small differences in economic wealth become amplified over multiple trades, leading to ever greater inequality. (While this is more acutely and quickly felt with economic retraction or non-expansion, it remains true even with economic growth.)
Because of this wealth concentrating characteristic, markets present an increasingly unhappy situation for the majority of people influenced by them. Thus for markets to persist they must be protected (from said majority) and regulated to keep general conditions within manageable bounds. Without such protection of property and regulation, markets would simply break down, hence these are necessary conditions for markets to persist. Since a market is fundamental to Capitalism, regulation of markets and protection of property 'rights' are also necessary conditions of Capitalism. It is generally a government that performs that market maintaining role. Indeed some institution with the same sort of powers as government, whatever name it took, would need to exist to perform this essential oversight and protection of markets.
It is easier to maintain a market, and thus Capitalism, in a growing economy, because the growth offsets to a degree, or at least delays the biting point of market led wealth concentration. This is one of the reasons why there is such mainstream focus on keeping the economy growing. How bound to that task a government is, is a simple measure of how aligned they are with Capitalism. In fact, in an economy without extensive growth, Capitalism along with the market would soon fall apart, tending to revert to some form of feudalism from which the modern form evolved, along with more extreme violence.
Following the above through, the very idea of 'free trade' is problematic. At face value it simply means people being at liberty to trade what they want, without coercion. However, as wealth concentrates through cumulative competitive advantage, economic opportunity and thus freedom to trade and bargain shrinks for the majority (as they find themselves between a rock and a hard place) in line with that wealth concentration. Hence, 'free trade' is made a contradiction in terms by fundamental market operations. No imagined 'revolutionary' reset of wealth distribution will change that – so long as the market-economy paradigm remains intact, the same conditions will re-emerge.
This exploration of markets and 'free trade' also explains how markets naturally become less competitive over time (without extra-market disruption or oversight). As power concentrates there is less leverage and opportunity, under standard market operations, for others to compete for that enlarging concentration of economic wealth. Beyond this basic market characteristic, taking the profit incentive (or addiction), it makes perfect sense for concentrated power to lobby for legislation and subsidies which protect and enhance that power and thus the established social order. Where individual financial profit and capital accumulation are the dominant objectives, it makes sense to seek 'free trade' for the self, but much less sense to seek it for others.
Consequently it is simply a logical move to reduce resistance to further profit and power, for government and business to become largely the same thing, at a certain level. Any system predicated on the accumulation of profit, markets and private ownership – that is Capitalism – will arrive at the same logical conclusion, that for concentrated wealth to continue and grow, it must become intertwined with (or otherwise act as) government, either overtly through a State controlled economy, or through networks of lobbyists, friends in high places and preferential treatment of them. Similarly, the use of military force to secure and protect resources, or market friendly conditions, foreign or domestic, can be rationalized as simply taking necessary and reasonable steps to protect business interests, which happily coincide with 'national interests'.
In such an environment vigorous competition may still take place. But for the most part, even where the public/private entwining has not advanced much, this competition happens within economic strata – a few actors at the top heavy distribution and most in the long thin tail – and in the context of as much inequality as the bulk of individuals making up the market can bare. (The possibility to substantially increase individual economic wealth is always there, but is increasingly marginal, in line with inequality of opportunity.) So, even though a sense of dog-eat-dog competition for scraps may be pervasive, in terms of how large concentrations of economic power get used, there is little competition, due to the high concentration of wealth into few hands.
Competition is often mentioned in relation to innovation; finding better and cheaper ways to do and make things to help meet people's needs and desires. However, the kind of environment most conducive to innovation, where people have time and space to develop ideas, explore and experiment with possibilities, and where information is shared freely, is precisely the kind of environment that a market controlled economy tramples on, replacing it with high stress, short-term, threat-focused thinking, and competition for possessions more than between ideas. Therefore, when evaluating innovation, competition and Capitalism together it is important to distinguish the sort of competition that Capitalism engenders.
While the degree and type of competition and how 'free' a market is, may be idealogical facets or aims of a proponent of Capitalism, they are not defining features of Capitalism, there is and can be no particular non-arbitrary qualifying measurement. The extent or lack of economic competition and 'free trade' in a society is simply a measure of how far a market controlled economy has been made to run on, without some intervention to rebalance economic opportunity. To say 'true Capitalism' exists only in some specific and early stage of market economy development is to make Capitalism an arbitrary, perpetually lost fantasy of an aspiration, immune to criticism. If Capitalism is taken as something that can exist, then it must be defined at least by concepts that can evidently be in dominant operation in society - in this case, markets and private property.
In summary, where there is an economy that is predominantly controlled by market forces (exchange and concentration of property), and where private property is protected by some form of government, Capitalism is in effect – however many or few people there are enjoying the benefits of 'free trade'. This is true whatever system of social safety net is in place, so long as that welfare arrangement remains a support system for continued market operation, and does not undermine the narratives (relating to wage labour, wealth creation and the profit incentive) which justify and aid its continuation. It is also true even if the form of government attempts to have a more anarchic than hierarchical flavour.
It follows then that what may pass as Socialism, or socialist policy can itself be a crucial support system for Capitalism, serving to sustain social conditions at a level which allow a market-economy to continue. Social struggle itself can thus serve the same master (even where it also leads to better living conditions) if it operates within its supporting narratives, such 'a fair day's pay for a fair day's labour' (accepting the authority of markets and that people aught to earn to live), and in general where that struggle validates or reinforces social hierarchies.
In conclusion, providing those conditions of a largely market controlled economy are met, there is no crony-capitalism, there is just Capitalism. And corporate capitalism, state controlled capitalism, 'social democratic market-economies', neoliberalism, or somewhat more laissez faire capitalism, are all variations on what is fundamentally the same thing – private profit seeking and capital accumulation through markets.
Disputes over the level of market regulation and property protection (and even what counts as private property), or the tax and welfare system, simply determine the rapacity or stage of power accumulation, and do not fundamentally make a different system, providing an economy (and thus society) remains predominantly controlled by market operations. Having said that, regulation, and social and economic legislation which springs from a different paradigm - one outside of but not immediately contradictory to a market economy - does have the potential to strengthen the support and build the conditions for radical and progressive social change, to a place beyond Capitalism. Two examples of such reforms are:
* Transitioning the tax system away from trade or income tax to an almost wholly property tax based one.
* Introducing an unconditional basic income to more widely spread economic opportunity and thus economic and social participation.
More on markets and progressive economic policies:
http://joe-hudson.blogspot.co.uk/2014/01/markets-and-non-aggression-principle.html
http://joe-hudson.blogspot.co.uk/2013/12/what-counts-as-progressive-change.html
http://joe-hudson.blogspot.co.uk/2013/12/two-powerful-mechanisms-for-stimulating.html
Money as Debt http://www.moneyasdebt.net/
Positive Money http://www.positivemoney.org/
Equality Trust http://www.equalitytrust.org.uk/
Basic Income http://www.basicincome.org/
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Markets and the Non-Aggression Principle
Thursday, 2 January 2014
at
22:43
| Posted by
Joe Hudson
Markets rule the world. But whether they are the most equitable,efficient and sustainable way to manage economic activity is questioned by a growing number of people.
A market is a space or system for facilitating the exchange of goods and services (trade), and in various forms they (or collectively 'the market') control and influence most economic activity around the world.
One of the moral and utilitarian defences of market based economies offered by those who favour them is known as the Non-Aggression Principle, which it is suggested is compatible with and helpful for markets. NAP in essence is the idea that the initiation of force against any individual (or by extension their legitimate property) except in self-defence, is an affront to freedom and reason. To initiate aggression or violence, in trade or any other conduct, would undermine morality and the prospect of society and progress. NAP is grounded variously in:
- Nature and instinct: there is generally a natural inclination to peaceful relations where possible, since it opens opportunities for synergy, and there is often a high cost or risk to violence. That is, NAP is generally in the self-interest of individuals.
- Utilitarianism: The best results or highest utility is almost always reached by avoiding the initiation of force or aggression, or following NAP.
- Objectivism: A school of thought developed by a figurehead for free-market supporters and neoliberalism, Ayn Rand, places the ability to reason as our means of survival and progress and recognizes violence as antithetical to reason. NAP derives from the primacy of reason.
While there are some tricky scenarios for NAP, it is a fairly well supported concept across the political spectrum. Free-market advocates like it most where it explicitly incorporates a concept of private property, and because it speaks to the universal values of freedom, security and peace. It appears to create a moral foundation for the accumulation of private wealth, and the right of that not being interfered with by anyone else. You, and everyone else, can be free, pursue your self-interest in the form of amassing private property, and be morally sound at the same time. What's not to like?
The problem
Problems form around the concept of private property and how as it grows and concentrates it impinges on the freedom of others. If economic activity is largely marketized and commodified, so that most resources are privately owned, then those with less property have less freedom, and in proportion to their lack of wealth specifically tend to be at the mercy of those with more property.
Friedrick Heyak one of the most influential thinkers relating to neoliberalism wrote in "The Road to Serfdom":
"Economic control is not merely control of a sector of human life which can be separated from the rest; it is the control of the means for all our ends."
Milton Freidman, former economic adviser to the US government and a pioneer of neoliberalism and free-market ideology said:
"The problem in this world is to avoid concentration of power - we must have a dispersal of power."
A fundamental value of neoliberals (the modern mainstream face of Capitalism) or supporters of free markets is that of not being controlled by anyone else, and, through NAP, to extend that state of being to everyone else. But, at the same time, the nature of markets,through the mechanisms of private property and competition, is to concentrate wealth and power, by cumulative competitive advantage.The rich get richer and the poor get poorer.
Any country that has any anti-monopoly regulations, or a welfare system, or any kind of tax and publicly funded spending recognizes that power concentrating nature of markets and private property. Anyone who has played the game of Monopoly knows it.
The concentration of power and the resulting loss of freedom can be understood as structural violence, committed through the economic system by those with more wealth, against those with less. This structural or systemic violence need not be conscious or premeditated, and may be rationalized in many ways, with various well felt intentions and be largely culturally inculcated. However, in terms of often great physical and mental harm, and stunting of opportunity and freedom, this violence is being done through the hierarchy of the economic social order, in which the most rich benefit the most in terms of financial gain from it. It is a collective participation in violence, which is one reason why it can be hard to identify our personal involvement with it.
To be clear, the suggestion is not 'rich people are bad'. It is that almost anyone, well intentioned as they may be, were they to become rich relative to those around them would through their choices, rationalizations of privilege and participatory actions, end up contributing to the structural violence of a market controlled economy – such as is championed by neoliberalism and Capitalism in general. Still without neglecting the cultural influence it is also true that having and being in a position of superior socioeconomic class, leads to an increase in unethical and antisocial behaviour, as the research of Paul Piff et al shows. A key reason for this is that the cues and opportunities that stimulate and maintain the development of empathy between people, break down and thin out as social class arises – which is clearly bad news for NAP.
Thus there is a fundamental contradiction in the basis of neoliberalism or market led economics that notionally support NAP:
The means of resource allocation and cooperation that is supposed to honour and imbibe freedom, is the means by which freedom (and peace and security) is taken away.
This internal contradiction between the nature of markets and the universal value of individual freedom is disputed by neoliberals free-market supporters in various ways, for instance:
- If a trade is agreed freely without force and according to the law then there is no violence, there are simply two or more parties exercising their free (as in uncoerced) will. This is the meaning of free-trade.
- If all regulation is removed with the state serving only to protect property rights the market will regulate itself. The market is efficient.
- Wages will settle to a point that sustains the market and thus the people participating in it, and people are free to compete.
The idea of efficient markets usually refers to the price of a stock very quickly taking into account all information. If one company announces an offer for another company, the stock price reacts accordingly. If there is a drought, the price of grain goes up, and so on. The result is the price of any product or service quickly tends to the value of what those in a position to trade attribute to it, given all new information. This is taken as a reflection of fairness, because the price is settled independently by demand and supply. However, this line of reasoning does not account for the nature of markets to concentrate economic power, resulting in large numbers of people often not being in a position to trade and increasingly being excluded from economic activity. Also the more that economic power concentrates the less independent prices become,as that power develops the ability to control supply and thus scarcity and price. In terms of development and use of human potential, markets are very far from efficient, because of how they concentrate economic opportunity and narrow the focus on making money, where the allocation of wealth depends to a large extent on luck.
Wages will indeed be controlled by supply and demand, and it would not make sense for a market to drive down wages to a point where sufficient consumption to maintain the economy and distribution of wealth could not continue. Obviously what makes sense and what actually happens aren't always the same thing, and the mechanism of debt allows a way for wages to fall further while, at least for a time, consumption is maintained. In any case, however equal the opportunity to compete is made (and in practice the deck is inevitably very stacked against the majority), the power concentrating nature of markets remains, and thus too the structural violence of market based economics.
Of course many other defences of market led economics are offered, but these move away from claiming compatibility or alignment with NAP. They are often of the form 'these results are just nature at work, and markets are simply an expression of that', or take a more compromising position of 'it is dreadful, but look at the benefits' while seeking to claim human progress as a result of the development of market economics, with greed being revered as the prime motivator of innovation and cooperation. While such positions are similarly conflicted, or only half the tale, we'll stick with discussing NAP issues here.
Making freedom and security the essential values
If ultimately freedom and security are the most important values for supporters of market based economics, especially for neoliberals and anarcho-capitalists, and NAP is seen as a result of self-interest and reason and the basis of morality for which there is a natural inclination, then surely NAP would be realized even more with the free organization of people without the necessity or imposition of trade, or the enforcement of extended property rights arising from a market model? If NAP is so firmly grounded in self-interest, reason, morality and natural inclination then surely the degree of intervention, control and protection of concentrated wealth by a state (itself a concentration of power) is a measure of how much the market has gone against NAP and failed society?
Anarcho-capitalists (the extreme position of 'markets know best')believe that the protection of private property can be provided as a service by the market itself, and that all economic activity is best and most fairly managed by the market, without any presence of a state. But the power concentrating, and thus freedom taking nature of markets is not recognized. In a sense this shouldn't be a problem for anarcho-capitalists, because without any controlling authority people could manage resources as they like, with trade or using a sharing or gift based paradigm. Even the concept of trade and property would be free to morph into something more inclusive and collectively orientated. That is, anarchism is fundamentally not constrained to any particular predefined economic model.
Neoliberals on the other hand, believe that markets present the best and most efficient way of managing an economy and spurring progress, but that the conditions to maintain markets must been forced. They believe that a strong state, independent from the market is necessary to protect property, enforce law and act in those few cases where markets may fail, with the absolute minimum of regulation, for instance to break up monopoly or to lessen information asymmetry (some economic actors being considerably better informed than others) that leads to further concentration of power.
Neoliberalism is interesting in that it recognizes more of the nature of markets to concentrate power, and how that is counter to NAP, but maintains that there is no better alternative. While aligning itself in principle with NAP it is generally averse to the state enacting socially orientated policy that would impinge market activity, seeing that restriction of freedom as the greater transgression of NAP than the structural violence of a market based economy. Of course, as a direct result of having a market controlled economy, neoliberalism (or any other political system that tries) is unable to keep the state and government independent from the market and those with the most power in it, or to effectively break up monopolies (or monopolistic groups and cartels) or address information asymmetry or other market failures.The systemic result is imperialism and mass exploitation as opportunities for it arise.
As a direct consequence of having markets dominate economic activity, everything else which depends on the economy, that is everything, including the government, the state and its policies,ends up being largely controlled by markets. This leads to the conclusion that the state itself, including its various redistributive policies in the form of taxes, regulations and welfare, is a convenient institution for the concentrated powers of markets. Thus where the state moves to interact with 'the market' and the wider sphere of public life, it does so with the overriding rule of protecting the overall concentration of economic power it shares a mutual dependence with. In other words, the state, as it exists in a neoliberal political system (such as in the UK and US), does exactly the opposite of what Milton Friedman, the pioneer of neoliberalism, says must be done to address the 'the problem of the world' - the concentration of power.
To avoid facing and truly tackling these conflicts of reason at the heart of pursing both individual and collective freedom together with a market controlled economy, it is necessary to restrict how we think and our access to information. Avoidance of joined-up thinking is the main one, achieved through culture, eduction and media and the natural aversion to cognitive dissonance. But there are various common responses to help avoid stepping outside the neoliberal paradigm, such as the catch-all pragmatism of 'yes there are problems, and it is terrible, but there is just no better alternative', with grim totalitarian rule wearing a 'socialism' t-shirt, or a return to direct feudalism being the alternatives in mind. The tragedy is that from within the threat-focused mindset that leads to and comes from adopting market and private property based economics, those really are the alternatives and neoliberalism about the best that can be hoped for. The overlap of all these approaches can be appreciated to some extent from the filmed meeting of Nixon with Khrushchev in Moscow, 1959. What is called for is a paradigm shift.
In summary, due to the very nature of markets to concentrate power and economic opportunity, and thus impinge on the basic liberty and well-being of an increasing number of people, markets, as a primary way of managing an economy, are not compatible with NAP. Similarly,where markets have a controlling stake in an economy, the state cannot realistically be independent, and thus under such circumstances nor is it compatible with NAP. Even where the institution of the state is dominant, and it makes some attempt at more equitable distribution of economic opportunity, to whatever extent power remains systemically concentrated we can expect NAP to be violated, through the effects of social hierarchy or class.
All of this is not to say markets and the state must be abandoned tomorrow. They've been with us for at least ten millenia and are rather ingrained into our culture. There are, however, some policy tools that integrate with the current political and economic institutions which would facilitate a broader distribution of economic opportunity and thus progressive social change, even utilizing some aspects of markets. These include a shift away from taxing profits more towards taxing property, and implementing an unconditional basic income, funded from the tax base [a]. These specific methods stand out because they provide a clear and gradual path, through what level they are implemented at, towards eventual freedom from markets and concentrated power.
The logical conclusions of a market dominated economy [b,c], and how a paradigm shift might begin [d], are discussed in the links below.
References
Non-Aggression Principle http://en.wikipedia.org/wiki/Non-aggression_principle
Milton Freidman: http://www.youtube.com/watch?v=R_T0WF-uCWg from 1:18
The Golden Rule http://en.wikipedia.org/wiki/Golden_Rule
30 million slaves today http://www.globalslaveryindex.org/
Nixon, Khrushchev meeting https://archive.org/details/Nixon-KhrushchevMoscowDebatejuly251959
Piff, Paul K. et al. 2012 "Higher social class predictsincreased unethical behavior" PNAS 2012 109 (11) 4086-4091
Further discussion
[a]http://joe-hudson.blogspot.co.uk/2013/12/two-powerful-mechanisms-for-stimulating.html
[b]http://joe-hudson.blogspot.com/2013/11/the-22-tenets-of-religion-of-more.html
[c] http://joe-hudson.blogspot.com/2013/12/dangerous-thinking.html
[d]http://joe-hudson.blogspot.com/2013/12/what-counts-as-progressive-change.html
* Illustration by Escher, 'Relativity' 1953
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What counts as progressive change?
Monday, 16 December 2013
at
03:01
| Posted by
Joe Hudson
“That is true
culture which helps us to work for the social betterment of all.”
- Henry Ward Beecher
If there is to be
some change in how we live together on this planet,
what could be generally accepted as being an improvement?
Discussions on this subject often jump straight to strategies or
policies, whether they call for reform or revolution, without being
explicit about what those steps are really aiming to achieve, or why
some stated ideals are to be pursued, or just assume that it is
already clear. This sets up confusions and challenges in uniting
over common causes. If a more fundamental and specific idea of
collective 'progress' can be agreed on,
then that creates a foundation from which
principles, strategies and momentum can be built. It may also give us
an insight into how some of our collective problems have arisen.
A typical dictionary definition of progress is along the lines of: “development towards an improved or more advanced condition”. From a human perspective then, an improved or more advanced condition is one with greater well-being and fulfilment. It could be said that what leads to well-being and fulfilment is where our needs are met. So then we can say that progressive social change is created by finding more efficient, effective and sustainable ways of meeting people's needs within a social collective.
But what exactly counts as a 'need'? Needs can be variously categorised, but essentially they are a resource, a value, or a state of being or relating, with which life is enriched or made possible, and without which life is impoverished or made impossible. A need is distinct from a desire, or a strategy for satisfying an underlying need. For instance you might want a shiny car or platinum credit card, when your need is for freedom, respect and joy. Or you may want a hot fudge cake or extra pork pie when your need is for nurture, food, warmth or affection. There are infinite wants and potential strategies that can be rooted in a need, and naturally some of those strategies do a better or longer lasting job than others at meeting the underlying need(s). It has been shown by Max-Neef (1989), Rosenberg (2003), Tay & Diener (2011) and others that people of all cultures have a common pool of needs. While the exact terms and emphases may differ between researchers and cultures, that shared pool of human needs spans such interrelated and non-exhaustive categories as:
Subsistence
(physical health, rest, food, shelter),
Safety
(protection, security, stability),
Affection
(connection, love, intimacy, touch),
Nurture
(care, support, giving),
Identity
(sense of place, respect, integrity, authenticity, self-expression),
Purpose
(significance, contribution, meaning),
Participation
(belonging, fellowship, appreciation),
Leisure
(relaxation, peace, calm, harmony),
Understanding
(clarity, certainty, trust, knowledge, mastery),
Change
(creation, variety, adventure, challenge, growth),
Freedom
(choice, independence),
Joy
(play, humour, celebration).
Were a way to live together found, that helped to
more efficiently, effectively and sustainably meet such needs, then
that way would be described as 'progressive social change' (and were
it to be to the general detriment of such needs, then it would be
'regressive social change').
This particular clarification of the concept of 'progress' does three things. It includes everyone equally, while avoiding any argument of political ideology (apart from those that explicitly don't include everyone). It includes through many of the needs listed, key qualities of relationships, which as social animals are crucial to our greater well-being and fulfilment. It offers a way to measure success and identity specific areas for improvement.
Some recent metrics of progress or development such as the HDI (Human Development Index), HPI (Happy Planet Index) and SLI (Satisfaction with Life Index), integrate non-economic growth measures to varying degrees, including elements like life expectancy, education, inequality, child mortality, and carbon footprint. The HPI and SLI also account for well-being, which relates obviously to the common pool of human needs. Gallup produce detailed global metrics on experienced well-being, used in the HPI. You can explore how different countries rank on various development related metrics using a tool on the United Nations Development Program website.
But it is the financial measure of GDP (Gross Domestic Product), or the similar GNP, that is still used by most countries today as the prime measure of progress. GDP is the total market value of all goods and services produced in an economy in one year. If the GDP is growing at somewhere around 3% then politicians and industry are happy, but otherwise no mountain is too big to move (or remove) to get the economy back on track and growing again.
There are many problems with this picture of progress. It is not inherently inclusive, and in fact, market mechanisms mean that it is rather exclusive, it does not directly relate to the quality of relationships and connected human needs, and it is fundamentally unsustainable on a finite planet.
A growing body of research, see for instance Easterlin (2003), Dutt & Radcliff (2009), Easterbrook (2005), in the field of 'happiness economics' shows that after secure subsistence level is reached, increased GDP per capita produces exponentially diminishing benefits in life satisfaction, at best. The Equality Trust have also shown that higher inequality in income within a population results in diminished well-being, health and safety for everyone in that population, poor and rich – even where basic material needs were satisfied. Inequality also reduces the potential for innovation. In other words, inequality is measurably anti-progress. Now when an economy grows, and GDP increases, those already with the most wealth tend to get most of that growth, because private property creates cumulative competitive advantage. Therefore, inequality will tend to increase along with the GDP, if left to market mechanisms alone.
Robert F. Kennedy said it well in 1968:
“Gross National Product counts air pollution and cigarette advertising, and ambulances to clear our highways of carnage. It counts special locks for our doors and the jails for the people who break them. It counts the destruction of the redwood and the loss of our natural wonder in chaotic sprawl. It counts napalm and counts nuclear warheads and armored cars for the police to fight the riots in our cities. It counts Whitman's rifle and Speck's knife, and the television programs which glorify violence in order to sell toys to our children. Yet the gross national product does not allow for the health of our children, the quality of their education or the joy of their play. It does not include the beauty of our poetry or the strength of our marriages, the intelligence of our public debate or the integrity of our public officials. It measures neither our wit nor our courage, neither our wisdom nor our learning, neither our compassion nor our devotion to our country, it measures everything in short, except that which makes life worthwhile. And it can tell us everything about America except why we are proud that we are Americans.”
So if the growing market-economy picture of progress and human development is so obviously flawed, why is GDP growth such a paramount and pressing goal of government and media pundits?
Just letting that question sit for a moment leads to a morbid realization. That the governments of the world, those institutions in charge of maintaining our ways of co-existing and protecting the public interest have, for a very long time, for a large part been pursuing a policy starkly at odds with progressive social change. That makes them part of the problem.
But not that the problem stops with government, or that this is a criticism of all those who work in government with good civic intent, or of the essential administrative and planning services it provides. It is a criticism though of the strong, entrenched and arguably fundamental alignment government has as an institution with the regressive ideology of pursuing market-economy growth (and the protection of concentrated wealth) above practically all else. Even in the planned economies of 20th century totalitarian 'socialist' states, a similar reverence for market economics was seen. In fact, despite vast human cost, inequality and chronic inefficiencies, due to heavy industrialization and cheap labour the rate of GDP growth for the USSR, between 1929 and 1973 significantly outstripped that of the USA and most of Europe (Broadberry & Klein 2011).
What could possibly be maintaining this program then? There must be some needs that are met by the market-economy growth picture of progress. Indeed there are, and having more money does make it somewhat easier to meet them. Defenders of this predominant program would also argue that ultimately it is about better meeting needs, such as giving people more freedom, choice and opportunities, better health and all the rest. In fact, the United Nations Development Program describe their aim as 'to contribute towards the expansion of opportunities, choice and freedom'.
The trouble is with the strategies used to pursue our common needs, and the supporting myths that have built up around those strategies. It is those that lead to the insatiable pursuit of GDP. The core strategy is market-economics – the trade, recognition and protection of private property as the primary means of cooperative production and service provision. The myths are numerous, covering skewed interpretations of natural selection, rationalising entitlement, poverty and war, claiming credit for spurring human innovation, talk of the efficiency of markets, making a case for systematic coercion, pinning it all on the base nature of man, and asserting that of a set of bad options, this is the least bad. These and more are addressed specifically in a later section.
Underpinning both strategy and myth is a certain way of thinking and relating to the world, characterized by a strong emphasis on competition, securing and controlling physical resources, elevated stress or aggression and short-term planning. This could be summed up as 'threat-focused' thinking. Although a useful part of our nature, due to recent developments in human history, the threat-focused mentality has grown out of balance with other elements of our nature.
As a species we are still struggling to adjust to our ability to amass wealth. Before the innovation of agriculture at least 10,000 years ago (Wadley & Martin 1993), it was not possible to do this on a large scale. After this pivotal invention came cities and the accelerated development of technology and language. Along with that, social class and slavery, landlords, conquerors, kings, emperors and associated entourage, institutionalized religion, banking and eventually modern forms of government emerged and spread, all enabled by extending the concept of private property beyond direct personal production, and backed up by force. Due to the potential spoils and resource requirements in higher population densities, and the related vulnerabilities of being in a settled location, warfare spread alongside economic growth. Thus empire building, whether through battleships and bombs or extortionate IMF loans, is also associated with the establishment picture of 'progress'.
The ability to amass and concentrate wealth certainly bought with it great benefits, but also the metastasizing of greed. The ability to accumulate wealth amplifies competitive advantage, creates and reinforces hierarchy and assists in meeting all the basic physical needs, as well as tying in with those connected to freedom, security, identity and leisure. So there are some clear incentives. It is also widely thought by historians that the health, nutrition, work-to-leisure ratio and longevity of most people under agricultural civilization was actually inferior to their hunter-gatherer brethren, until well into the 20th century (Hayden 1990, Cohen 1977, 1989, Lee & Devore 1968, Gurven & Kaplan 2007) – so around 10,000 years of being worse off for the majority, and when it comes to work-to-leisure and nutrition, still counting. All of which is convenient, because if you have managed to accumulate some wealth it can put you in a position of being able to charitably help those in need, gaining you a warm feeling and additional status. Thus, all in all there are strong drives for accumulating ever more wealth – which requires ever more resources, regardless of how well our common needs might be met minus the acquisitive urge. This is why the threat-focused picture of progress is so at odds with the ecological balance of our planet.
To a degree, social codes and a common instinct for sharing will act to keep personal accumulation in check. But there comes a point where the power of the wealth (supported by a common acceptance of the idea of private property), in its struggle, begins to outweigh the power of those social regulatory elements. It becomes clear then that to protect and advance the personal benefits of amassed wealth a continual competition and controlled cooperation must be engaged in – alongside whatever compromises are necessary to maintain favourable conditions for keeping that private wealth. In other words amassing wealth is an exercise in managing and avoiding threat, and so the threat-focused way of thinking becomes engrained as the norm. From this point 'progress' becomes bound to the acquisitive, controlling and conflict prone drive. In that respect, no part of society is left behind, from the individual's sense of identity and self-worth relating to what they 'own' or 'earn', to the violence saturated media that is presented as entertainment, to rigidly hierarchical family relationships, to the division of social class and the – to this day still popular and practised – sin of human slavery. In this way we have lost the more empathic, egalitarian and by necessity collaborative culture, characteristic of our longer nomadic hunter-gatherer history.
From a habituated threat-focused outlook naturally develops a certain kind of narrative, one marked by dichotomies. These may serve a purpose in dealing with an immanent and grave threat, but when applied to everyday life, as the emergency-measure plan making apparatus they are, serve us poorly and lead us to bring about our own prejudgements of the world. It is a narrative of friends and enemies, 'good guys' and 'bad guys', “if you're not with us you're against us”, “it's the market or mud huts”, selfishness verses altruism, freedom verses security, and prosperity as being largely a zero-sum game. These are false dichotomies, but they take on a reality through our believing and acting on them. From that world-view the recognition and protection of private property is the very foundation of civilization, and the winning of profit the surest sign of progress. Furthermore, great inequality is inevitable and desirable as it is a driver of aspiration and productive competition. And most of all, there is and can be 'no other way'.
So you can see how the current mainstream concept of progress might be hard to shift. Of course, it is not quite that black and white, because that large part of human nature outside the domain of threat-focused thinking and greed, is still very much with us, if slightly pushed into a corner. People generally do care about their friends, family and strangers, are happy to work as equals with others, are often willing to share to help others in need, do commonly invest time and energy in activities without financial reward which benefit their communities. They are also often interested in finding more peaceful and equitable ways of co-existing, of more effectively and sustainably utilizing resources and spreading the benefits of technology more widely. This part of human nature and outlook, lets call it 'collaboration-focused' is why there is any hope at all. But it is also why a threat-focus dominated socioeconomic system can even exist, because without the free services our natural collaboration-focused behaviour provides, such a system would soon collapse.
The human mind being the flexible thing that it is though can hold these two diverging outlooks and accompanying narratives together, operate according to both and find ways of avoiding the cognitive dissonance. But it is getting harder to maintain the incongruence because information and progressive ideas are spreading faster, which is also why there is hope.
The beginning of this section set out to get to the root of the idea of 'progress' and associated aims. The establishment (mainstream 'left' or 'right' politics) picture of progress as economic growth and the perpetuation of the market economy at the heart of society is certainly connected to meeting underlying human needs. But it is also intrinsically bound to the threat-focused element of our nature and the protection of concentrated private wealth. That picture and its pursuit has been shown to be an obstructing force against a more comprehensive and widely enjoyed meeting of shared human needs. There are some encouraging signs of change within elected government, including greater transparency and public involvement in decision making. Indeed the bare admission of a vote is a sign of progress in itself. But it is a constant battle and essentially the core establishment program remains intact throughout the world.
Some people have taken more strident steps. Bergmann (2013) presents a fascinating history of the trials and tribulations of the forming of a new 'crowd sourced' constitution for Iceland – the country that let the banks go bust following the financial collapse in 2008. The new highly progressive constitution approved by the public with a two thirds majority in 2012 still awaits ratification by parliament. The left wing government at the time dragged its feet particularly over the clause of making natural resources publicly owned. Now more recent right wing government manoeuvrings have put in place laws that make the popular constitution's official adoption rather unlikely. This recent history is a clear example of the nature of government as a protector of privately controlled wealth above the common will. But it also shows through the subsequent election of a party who were against the new constitution from the beginning, how some part of the public share similar establishment values and beliefs about 'progress'. Nevertheless, the extensive involvement of the public in the process of forming the draft constitution is a significant precedent.
Another encouraging indication of a collaboration-focused shift in the concept of progress is the forthcoming Swiss vote on an unconditional basic income, not for bare subsistence, but for a figure more in line with median income. There is a related ongoing initiative to develop the idea of unconditional basic income through the European Union.
In more fraught circumstances are the popular uprisings in the Middle East, against the totalitarian regimes in power there, in response to oppression, common human rights violations and increasing economic struggle for the majority. Since 2010, the rulers of Tunisia, Egypt, Libya and Yemen have been forced from power, with uprisings and major protests in other countries throughout the region. This is an example of how widespread access to instant communication can enable popular movements to grow and affect change despite the efforts of authorities to suppress them.
From the business world, even though the incidence of psychopathy amongst CEOs is estimated to be 4 times greater than in the general population (Ronson 2011), there are also encouraging shifts in the concept of progress. Notwithstanding the nature of business being to make a profit, an increasing number of corporations are exploring giving more autonomy to employees, reframing management as a facilitating rather than commanding role, focusing on increasing intrinsic motivators of work and personal development for employees over the extrinsic motivator of money, and taking somewhat seriously the idea of social responsibility. The International Institute of Management is even hosting a survey of 'Gross National Happiness' (based on the measure used by Bhutan), and offering entrants a chance to win a free ticket to their conference in Las Vegas. Of course, there is a very long way to go.
Without getting into the specifics of some ideas for progressive change just yet, or the challenges and possible strategies involved in making a transition, it is clear that a more collaborative, less threat-focused way of co-existing is called for. The longer it takes us to escape the threat-focused miasma, the darker our future becomes.
By focusing more on a collective, shared-needs based understanding of progress, 'progress' will really mean progress for everyone, and the collaboration-focused element of our nature may again flourish, with potentially staggering benefits.
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University Press
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A. K. & Radcliff, B. (2009) Happiness, Economics And Politics -
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Money:
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TIMES
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M. & Kaplan, H. S. (2007) Longevity Among Hunter- Gatherers: A
Cross-Cultural ExaminationPopulation
and Development Review,
33,
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B. (1990) Nimrods, Piscators, Pluckers, and Planters: The Emergence
of Food Production. Journal of Anthropological Archaeology 9/1:
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gatherers, in Man the Hunter Chicago:
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Picador
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Dangerous Thinking and Violence
at
02:59
| Posted by
Joe Hudson

What it is that makes certain kinds of thinking dangerous, if not that it leads to some form of violence or threat of harm?
For an individual dangerous thinking could lead to injury or scarcity. Between individuals it could lead to violent conflict, or to the breakdown of a valuable and supportive relationship.
Regarding community, local or extended, dangerous thinking may conceivably result in harm through a loss of cohesion and effective cooperation, without immediate violence. But where trust, social bonds, and the empathy that goes with it diminish, so the chances of violence increase. Also without the presence or threat of violence, there is a common (although not universal) inclination towards cooperation.
Hence dangerous thinking, on an individual scale through to the extended community of a nation, is considered in terms of its relationship with violence. Here violence is taken as any act which is destructive and leads to suffering.
It goes without saying that not all danger, suffering or conflict can be avoided, and it is sometimes necessary to accept one danger in order to overcome a bigger danger, and thus not all 'dangerous thinking' is to be avoided. Nevertheless it is a common warning or accusation, particularly towards those interested in social reform who would rock the boat. It is useful then, for those cases where advocating or agitating for change turns out to be the lesser danger than staying on course, to understand in more detail how the idea of dangerous thinking and of violence is evoked, framed and influenced.
For the same reason of avoiding the bigger danger, it is useful to understand these the various dimensions and routes to dangerous thinking, for those cases where powerful movement for change fails to accurately comprehend both what is to be changed from and what is to be changed to, thus potentially itself representing the bigger danger.
Can some forms of violence be net reducers of dangerous thinking? Certain forms of mutual play, art or sport may have a violent and dangerous nature, but do they necessarily result in more harm than what would come without them. Perhaps qualifying activities would be those where violence is integrated into a narrative that also emphasizes respect, peace and honor, and is congruent with actual behaviour, and where violence is used in a controlled form to some extent to overcome its broader hold, and avoid it in worse forms? The study of many martial arts, for instance, would appear to fit such conditions.
This idea of dangerous thinking might be expanded into the violence related categories:
- Thinking about acts of violence.
- Thinking which justifies acts of violence.
- Thinking which directly incites violence.
- Thinking which is not itself of a violent nature but which is met with violence.
- Thinking which leads to violence, but which does not require reflection on that fact.
Let's consider each of these types of dangerous thinking, what drives them and how our acceptance of and inclination to violence is influenced through them:
Thinking about acts of violence
In itself, just thinking about something violent happening isn't necessarily dangerous, it might even help you avoid danger, where you pre-empt it. Where it gets dangerous is where it becomes habituated, and begins to saturate large parts of our mental and emotional space. The route to that happening is naturally the mainstream media (including the political discourse of the main parties) and entertainment industries. Whether from high-volume violent content we react more with elevated fear or aggression, or become desensitized, the result is often an increased affinity for violence, or an acceptance of it as the inevitable norm. The exact nature of the violent content in the mainstream media and entertainment industries could be connected to any one or more of the above types of dangerous thinking, from gratuitously violent video games, to championing aggressive foreign policies, to reinforcing cultural or social prejudices which contribute to violent discrimination. Consequently, thinking about acts of violence, through the volume and tone of such content, acts as a bedrock for violence in society.
There is an argument sometimes offered, that the media and entertainment industry, and some would extend that to politics too, is primarily a mirror of the dominant culture (with various niches for those who wish to consume niche content) and that it does not significantly steer or shape that culture, or influence our thinking, choices and actions.
This idea of minor influence is not convincing in the face of the vast sums of money spent on content production with the precise aim of influencing opinions and behaviour. There is in fact a well recognised influence of media coverage on everything from election outcomes, to product sales, box office success and celebrity popularity. If people get the bulk of their information about what is happening in the world from the media (or from friends who have seen or heard something in the media), it would be reasonable to expect that any bias or assumptions presented through either emphasis or omission would be reflected in the public opinion, discourse and behaviour. The connection becomes pretty obvious during times of war and associated propaganda, but is no less real at all other times.
Similarly, it is fairly common for role models to be characters in a book, film or computer game. Even without their being an identified role model, where an entertainment product appeals to our taste, those appealing qualities are often attached to a certain narrative, ideology or set of interpretations of how the world is or should be. Just as showing young attractive people drinking Cola Cola seems to have an impact on behaviour to increase sales (since it's such a long running ad strategy), we could expect having those qualities in an entertainment product that appeal to our taste, being linked with certain ideologies or views of the world would, to some extent, over time, influence our affinity with those views and ideologies. Also the choice and presentation of products available will itself have an influence on what tastes develop, as well as tastes influencing what is made available.
This capacity for influence from the media and entertainment industries will be exercised essentially whenever there is profit in doing so, which given the market based operation of our economy, is all the time. From a profit seeking perspective, violence is simply one powerful emotional lever to stimulate demand with, through fear, relief or arousal, or to secure general compliance with various measures that protect and enhance profit for a tiny group of people.
Thinking which justifies acts of violence
Moving forward from simply contemplating some act of violence, is a train of thought which in some way justifies that violence, whether it has already been committed, is about to be, or could be at some future point. The justification of violence is generally related to a real or perceived threat, or an opportunity for gain.
The nature of the threat may be, for instance, to the body, the identity, or the integrity of a group, its social code or its hierarchy. Besides the neutralization of danger or scarcity, the gain from violence may be the expansion of already substantial wealth, or some entertainment value. Clearly the perception of the situation and the set of beliefs and values held are critical in having a sense of danger and in justifying violence to resolve that danger, or to acquire the benefit being considered.
As an example, supposing someone sees a group of travelers enter their town and set up camp. The town is under some economic pressure and public services are already near capacity. If that person's culture and outlook is one that welcomes such visitors and seeks to share knowledge and strengths then they may still perceive some challenges but focus on how to create good relations for cooperation or develop a peaceful understanding with them of the limits of local resources. But if that person's culture and outlook is more threat-focused and they believe such travelers can't be cooperated, trusted or reasoned with, then a strong sense of danger to the self and the town, at least in terms of identity and economy may develop and violence begin to be justified.
So one route to justifying violence is by having or creating the perception of necessity for self-defence or group defence. Here, what the self and group is defined by, in terms of body, identity, property, social code and class, determines what kind of situations may be considered threatening and possibly justifying violence. As already discussed, some part of what we, in general, take to define us and our place in the world, is served up by the media and entertainment industries and the culture which comes from and feeds into that.
Once a threat to self or group is perceived, the possible response of violence must be considered as the only way, the normal way, or the best of all options, for violence to then by justified.
Again, our culture, as influenced by mainstream media and entertainment, will affect where we see violence as an appropriate or necessary response, given some threat. For instance if patriotism, along with proactive military strength is held highly within the culture, then any perceived or possible threat to a nation may be understood individually as a justification for violence.
Another route to justifying violence, is for the significance of violence itself to diminish, and either to become so common as to be 'normal' or through a particular cultural landscape to become associated with entertainment. For most of post-agricultural history, violence has been a popular form of entertainment, for a certain part of the population.
The attraction to, acceptance of and justification for violence is evoked in media and entertainment, not just through its association with fear, power, status and sex, but also through such qualities as humour, hope and kindness. In action films highly graphic scenes of violence can be made light of, not only by their familiarity, but by adding an element of humour. Where violence is portrayed in a noble light, as the only path to freedom and justice, and thus the source of hope for those who are threatened and struggling (within the ideology and social constructs of the story) then it becomes justified. When violence is cast as the humane expression of tough love, to teach a valuable lesson through punishment, then violence may become justified.
Coming back to the framing of dangerous thinking as thinking that leads to or increases the chances of violence, all of the above avenues for thought to justify violence can be understood as dangerous thinking. In the case of justification three types have been identified:
Threat + violence is best or only option = justification.
Not much threat + violence is trivial, entertaining or in the form of play = justification.
Acceptable repercussions + sufficient benefits = justification.
The last type of justification above, requires that the doer of violence feels superior to the target, where violence is simply an expedient method for getting what is wanted. Such a sense of superiority develops most easily with a lack of empathy. Mental illness can certainly account for some of this, but one powerful, systematic way of creating a sense of superiority and a loss of empathy is political, economic and social hierarchy, or class. Thus a hierarchical approach to co-existence can be seen as an engine of violence and dangerous thinking, as much as it may appear from certain points within its own paradigm as a model of stability and order.
What makes that association between justifying violence and dangerous thinking seem odd, is where, within our beliefs, values and social codes, the violence (real or imagined) really is justified or unavoidable. At this point there seems to be no sense in considering the thinking of it 'dangerous', it is simply what is called for.
For any of the avenues to dangerous thinking above, examples could easily be found that by most reasonable and moderate standards, violence really would appear justified. But at least as many if not far more examples could be imagined where violence is only accepted or adopted because beliefs, values and desires have been manipulated to make violence feel justified or entertaining. The scope for such manipulation is arguably far greater in the presence of hierarchy, whether sectarian or non-sectarian, especially where access to and presentation of information is substantially controlled and filtered through the small head of that hierarchy.
Thinking which directly incites violence
Beyond justifying violence in theory or practice, is thinking which directly calls for it.
It may be down to desperation over scarcity or threat to safety, or a threat to power, which may itself be perceived as a type of scarcity of whatever circumstances are required to maintain an identity that has become bound to a position of power. Or it may simply come from an addiction to violence.
Where the violence is real there is generally a natural instinct to avoid it if possible. This means, especially where the violence is being incited from a hierarchical structure, the use of language is instrumental in bringing people to the point of doing violence. Euphemism and dehumanisation, where there are 'good guys' and 'bad guys', are common approaches. For instance, on the side of law and/or national interest, violence may be used in the name of liberty, security and peace. Where it is used outside of the agenda of the state and major stake holders, violence is the mark of terrorists. Similarly, within an abusive relationship, the abuser may use violence as a means of discipline and maintaining order. But where the abused tries to resist violently, it is a mark of disrespect and irrationality. The conceptual framework is key to allowing the violence to feel justified and to perpetuate.
When faced with desperate circumstances of scarcity or other threat, there quickly comes the time where action is imperative. While that might entail an unavoidable risk or need of violence, what increases the chances of it is where communication ceases or is severely degraded. If the sentiment 'the time for discussion is over' signals to stop considering or sharing information, perspectives and different strategies, while action is being made, then the violence fuelling characteristics of social hierarchies start to apply. Where there is a plan and a representative or leader of it, to which people are obedient, then the moral disengagement of 'just following orders' kicks in. The hierarchy need not be explicit, so long as the sharing of information and ideas is broadly shaped in the same way as under one, then the same follies are invited.
Where there is a fixed plan being followed and the bigger picture is held only by a few authoritative figures, then through the social disengagement and narrowing of perspective, violence becomes easier to incite. This effect is starkly proven by the Milgram experiment, where there is an authority figure and a set of rules and about two thirds of people are prepared to voluntarily kill a person who has done no harm that they know of, providing they are not in the same room, and without even being in a situation of extreme threat.
Another type of thinking that tends to spark violence is the type that seizes on the nearest possible scape goat to try and alleviate a danger. It is a natural enough response under the circumstances of elevated stress, anxiety and threat-focused competition, that most people in our dominant culture find themselves in. It is made more likely from a scarcity of sound information and rational discourse, and a strategy known as 'divide and conquer'.
It is not that those wishing to maintain privilege and power have to do that much to apply divide and conquer, because general circumstances lead to a narrowing and increasing immediacy of focus that makes finding a nearby person or group to blame and vent frustration and anger on more likely. If mainstream media for the most part avoid grappling with the bigger picture and fuel the fire of resentment of minority groups with divisive and sensationalized news coverage that is enough. What happens then is that the parts of society that might represent the biggest threat to establishment if they were organized and thinking in a joined-up way end up focusing on fighting each other and various minority groups. Thus by dividing the threat, is it conquered.
Some common examples of desperate blame seeking and divide and conquer are:
Immigrants vs. native blue collar workers.
'Hard working people' vs. benefit claimants.
Pitting pubic sector workers and their compensation against private sector workers and their compensation, indicating that one is suffering due to the privileges of the other.
In all these cases, real tensions and hardship exists. But it's by failing to pause, learn some facts and understand the bigger picture, that shows how these circumstances arise, that what may feel like a fight for freedom and security becomes tragically a fight which contributes most to the ongoing exploitation of everyone involved. Some vague idea of bigger injustices may be there, but they seem out of reach and hard to understand in a way that connects them to the immediate problems of a community. Better to leave understanding those things to someone else, and just taking a stand where you can, with your friends who see things the same way because they have the same problems. In this way a community ends up dividing itself and contributing to the systemic violence of the broader culture it belongs to.
Thinking which is not itself of a violent nature but which is met with violence
Thinking that either doesn't see an existing risk, or through its disruptive force, creates a risk, may be dangerous to all those influenced by it. If you think that you only need to look left when crossing any road, then you create the danger for yourself and others of violent outcomes.
More to the point of social order, where ideas are developed to peacefully transition to a different paradigm and those ideas begin to catch on, this presents various threats. If the new paradigm is non-hierarchical and the existing one is, or the new one otherwise puts them out of favour, then there is a threat to identity, power and social order, and through the means discussed violence may then be justified to neutralize the threat.
Of course such ideas which lie outside the mainstream are first dismissed as fringe nonsense or simply a joke. It is only where they gather substantial momentum and cohesive power that they represent a threat, and at that point there are often not directly violent ways of smothering or dividing the development, which are more effective than direct violence. Often competitively amplified economic pressure does the job of the establishment, dividing people between what has a broader social value and what must be done to make ends meet. Then there is infiltration (a well documented and used strategy of the police and intelligence agencies), bribery, blackmail, propaganda and smear campaigns.
On the other side, were a regime change (or annulment) carried out, there is the question of what comes after, and what dangers await in making that transition. If you and your tribe peacefully find your way out of a forest where you felt trapped and endangered, you might feel great being outside, but you wont last long unless you've prepared to live in the new environment. You may then be forced back into the forest, and find a new spot where you might find you're subject to new or greater dangers than you were before you left. In such a case, the violence you are met with is as much a result of a lack of preparation, as it is of the regime you return to and through your actions helped to create.
Another form of thinking that can be dangerous is the kind that starts with 'all we need is love and kindness' and 'you cannot change the world, you can only change yourself' and then goes nowhere. This is not because it is usually directly met with violence but because, on its own, it is fairly ineffectual at reducing ongoing systemic cultural violence. On its own, without building it into joined-up thinking and social organization, it merely serves as a personal pressure valve, a form of escapism, or a New Age equivalent to confessing sins. On its own it's easy for everyone to agree with, or at least nod sympathetically with, and then go about their usual business.
For this reason when public figures, such as the new Pope Francis Bergoglio, speak out against Capitalism or the dominant social, political and economic paradigm, media pundits often criticize their branching out from reciting doctrine or just talking in vague terms of love and forgiveness. The objection typically involves the claim that such people should restrict themselves to their allotted partition of public presence or celebrity; that if you're not a recognized expert on a subject then you have no business talking about it, or what you say carries no weight. It is the 'experts only' objection. In this way attempts to join the dots between numerous social issues and contribute to a wider conversation based on joined-up thinking are discouraged and suppressed.
Augmenting the 'all we need is love' and the 'experts only' thought silos, is the line of thinking: 'All that is ill in the world is simply a result of human nature. Besides what the authorities are trying to do to weed out the bad apples, and increasing punishment, control and surveillance, there is nothing than can be done. We just have to rely on evolution to slowly improve people.' What this does is effectively close off general public discourse relating to the large region of social structure and our economic and political institutions.
The structures we've made relating to social cooperation, managing resources and making collective decisions, that is our social, economic and political institutions, and the assumptions around them, are commonly regarded as facts of nature. They are less often regarded as fairly recent human inventions which have a very significant influence on behaviour and on which bits of our nature get developed more, and which bits remain relatively undeveloped. It is easily missed of minimized then, that the details of our dominant social, economic and political institutions have a huge impact on just about any social issue imaginable, not least violence.
This three-point ward of 'all we need is love, 'experts only' and 'it is just human nature' creates a gigantic cognitive blind-spot, which deflects attempts at joined-up thinking, or even seeing the need for it. In this way, these ostensibly non-violent habits of thinking contribute to the ongoing collective violence and danger arising from our present dominant paradigm of co-existence, because they obstruct or diffuse the kind of thinking that would be required to progress beyond that paradigm.
Thinking which leads to violence, but which does not require reflection on that fact
Returning to the influence of mainstream media, entertainment and politics, where certain narratives and ideologies are accepted from it, there may be no explicit awareness of doing anything out of the ordinary, but that very acceptance and agreement opens a channel through which violence flows. It's this kind of ideology buy-in (at least enough not to create mass resistance) that is relied upon for empire building activities and the persecution of chosen enemies within or outside of a society.
Where violence in terms of systemic exploitation and oppression of the disadvantaged occurs, supported by the authority structure, myths and values of a culture, this can be thought of as structural violence. Where those values and beliefs are accepted, structural violence creates little awareness or reflection, even where someone is directly participating in the violence themselves, because it exists within the scope of normality and what is justified.
Violence is more easily done where is some form of physical or social separation which impedes empathy, and physical and social separation is precisely what hierarchy leads to. But there is a particular form of violence, neglect, which is perhaps the most common form of structural violence.
As discussed in the first division of dangerous thinking, there are many ways that simply thinking of violence to the extent that our culture is saturated by it, increases the use of violence. Now here are some (there are many more) specific beliefs, trains of thought or narratives which lead to structural violence and are generally a part of a market lead democracy culture, and which do not need much reflection by those whose thinking is aligned with them:
- Free-trade is good for everyone
- The rule of the majority should be respected by all
- The lawful amassing of private property reflects merit, and the absence of such wealth is equally deserved
- Though freedom is the highest value, enshrined in free-market ideology, people must be ruled by government
- For the majority, freedom must be traded for security, and security could always be better
The points on markets and private property are addressed in these notes:
http://joe-hudson.blogspot.co.uk/2013/12/two-powerful-mechanisms-for-stimulating.html
http://joe-hudson.blogspot.co.uk/2013/11/the-22-tenets-of-religion-of-more.html
On the point of democracy and the rule of the majority, John Adams, the second president of the United States, coined the term 'tyranny of the majority' to highlight the dangers of it, and defend the value of a bill of rights. The Greeks also recognized the problem, where a vote may legitimize mob rule. Essentially a vote makes the minority subject to the majority. It is a form of domination and as such is a type of violence. It is certainly less unjust than autocracy or monarchy rule, and setting a higher majority requirement or having a strong constitution may lesson the consequences, but this doesn't fundamentally alter the oppressive aspect of majority rule. Of course what we think of as democracy, or representative democracy is very far from even majority rule, where at every stage, and from the very beginning, money talks loudest. But all of this can be accepted and given little thought if we accept representative democracy and majority rule as the best of a set of bad options.
Taking the core of the democratic principle as the balanced distribution of power, from the Greek dēmokratía “rule of the people” or “people power”, there is no explicit requirement for majority rule or voting. Majority rule is simple one early stab at a democratic system, which while improving on having a great dictatorship, is still fairly poor and subject to much of the same systemic potential for corruption and violence. By continuing to pursue the core meaning of democracy we might discover a truer and less violent implementation of it.
On the point of people requiring a leader, in the sense of such a leader whose authority is backed up by force, this is simply a rationalization for present dominant forms of 'democracy', as well as any other form of hierarchy. What can make it seem sensible, and so not worth much examination or reflection, is observing how violence can spike during times of government or rulership instability, and how it is always there in various forms of crime and exploitation. The conclusion is then that there has to be some strong body to keep a lid on all the violence that seems to naturally spring from people's hearts. But this conclusion is a result of mistaking the map for the territory. As discussed there are many ways for the institutions within culture, controlled by those with the greatest privilege and wealth, to inculcate and habituate violence. And so, without necessarily realizing they are doing it, the leaders end of largely creating the justification for their own existence. And where that justification is infused into the culture, and so supported by people from all levels of privilege and wealth, there is no quick or easy way of overcoming it.
On the point of freedom being a necessary trade for security for the majority, in a sense this is true, but only so long as faith in the market lead democracy paradigm is maintained. The centrality of social hierarchy creates continuous threat, because people generally want to be free, and the system also inculcates the desire to climb the hierarchy. The leadership must continually defend itself, both as an institution and from those who would install themselves in the leader position. Thus the reduction in freedom for the majority, or more specifically the careful control of it at a diminished level, naturally leads to increased security for the ruling class. It also leads to greater leverage of power for the ruling class to defend itself from other hierarchical groups. As a by product of this, and within this environment, a kind of stability may be enjoyed by the majority within the more powerful social hierarchies. Although, since the threat and competition never ends, and it is always the least privileged and least wealthy that die first when war is periodically deemed necessary, the trade of liberty for security is doubly questionable.
Of course the inevitable outbreaks of violence, pre-emptive or retaliatory, ideological or pragmatic, are used to justify the trade of freedom for security. In the larger powers it is done with the call to fight terrorism. According to official statistics, even during 2001 (the year of the twin towers attack, where approximately 3000 people died) in the US, you'd be over 150 times more likely to die from heart disease than a terrorist attack. In a typical year, including US citizens all over the world, you'd be around 10,000 more likely to die from preventable heart disease. In terms of money spent on dealing with it, 50,000 times more gets spent on anti-terrorism measures than on any other cause of death. But, it is given relatively little thought, and naturally the 'anti-terrorism' measures very often involve a good bit of violence themselves.
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The establishment view of dangerous thinking
To the establishment, that is the present body of concentrated power and wealth and its various representative institutions of government, big business and the military, 'dangerous thinking' is any thinking that might upset that social order or inhibit its accumulation and holding of power. The kind of violence perceived is to the identity and enjoyment of power the control of the establishment. The fear is that these things will be forcefully taken from them, and perhaps that they will be punished for having taken what they rationalize as being entitled too.
For thinking to be truly dangerous to the establishment it must be persistent and highly contagious. Any other kind will get smothered by mainstream commercial culture which largely reflects the values and beliefs of the establishment.
Thinking that is genuinely dangerous to the establishment is by extension and at certain stages of development also dangerous for those thinking it, and especially those helping most to spread it. This is simply because the function of the establishment is to maintain the power and social order of the group, corporation or country they have command of, and violence is an intrinsic part of maintaining a social hierarchy. The extend of violence that will be used is decided by the force at the establishment's disposal and the expediency of using it, given the threat.
The post-establishment risk of dangerous thinking
While the biggest individual risk of thinking dangerous to the establishment may be persecution, or exclusion, the biggest collective risk is succeeding in reclaiming power from the establishment, but (perhaps unknowingly) carrying on its values and beliefs with different rhetoric. The reason why this is so dangerous is exemplified by soviet era Russia, leaders of which distorted the ideas of socialism to implement a back breaking program of rapid industrialisation and suppression of the great majority. It may be an extreme example, but it does show how socially progressive thinking can be and often is co-opted into recreating a worse version of the usual establishment. Another more recent, smaller scale example of how revolution can be highjacked is Srdja Popovic, a world renowned political activist, now known to have links with a corporate intelligence agency:
http://www.occupy.com/article/exposed-globally-renowned-activist-collaborated-intelligence-firm-stratfor
The co-opting or corrupting process of a progressive movement happens for various reasons, such as:
- Lack of forward thinking, or switching to 'the time for conversation has past' mode, increasing a vulnerability for slipping back into old habits, without help, or by creating an opening for someone else to steer the way.
- Lack of understanding the root problems of the establishment model, thinking that with some relatively small tweaks and different people in charge it would work out better.
- Faith in one of the core elements of the establishment market lead democracy (the market, representative government with or without rule of majority, and a strong military) and failing to see how one also implies the others.
- Avoidance of joined-up thinking, focusing solely on small chunks of what is going on (such as a debt based money system, or lobbyists), that may be extremely important, but in isolation result in not seeing (or serve not wanting to see) the bigger picture.
- Resort to violence without first exhausting all other options, meaning that the conflict falls into territory the establishment are most practised in handling, and which provides fuel for creating division within the movement.
- Charismatic leaders, who put their social status above the strength and effectiveness of the group, by, for instance, hoarding information, giving commands rather than facilitating, and pitting one part against another.
- Infiltration, by a charismatic leader, expert or various interests taking advantage of any of the first five points above.
Failure in this way is also dangerous because it is exhausting and demoralizing for those who are genuinely interested in and dedicated to progressive social change, which then weakens the cause, possibly for a generation or more.
The obvious way to avoid such failure is to focus on the inherent strengths of a well-organized but non-hierarchical collective, where ideas are freely exchanges and leadership is purely a function of skill in a particular area and facilitative ability, not something that is taken and backed up with force or power over others. These kinds of collectives can be far more agile and robust than hierarchical ones. This approach to cooperation allows rapid development and re-development of ideas and strategies, at the same time as action is being made and work done.
The emphasis on sharing and giving feedback on key ideas amongst the whole group creates and brings out a strong foundation of common understanding and direction where it is possible, and promotes the social investment that comes from empathy and respect. The attitude of having a specific job to do without much sense of or engagement in the bigger picture, builds in vulnerability to a group and invites hierarchy. When the time for discussion has passed, so too has the chance of much genuinely progressive change.
If we get so far as to build a robust general understanding of progressive change, then there is that other danger to consider; what is a drug addict prepared to do, to secure their fix? Or, what are those holding onto power prepared to do to keep it? It would seem, just about anything. My hope comes from seeing our capacity for learning. On balance the establishment way of thinking and the culture than comes with it is by far more dangerous and violence prone than just about any serious proposal to distribute economic and social opportunity more evenly. Fortunately, there are some signs that collectively we are beginning to understand the threat to our species survival is the hierarchy, is the system of exploitation, is the preoccupation with competition (between people, not ideas). If that is true, then those hoarding power may finally be cured of this cultural disease along with everyone else. Not that it will be easy.
* Picture link: http://liol.deviantart.com/art/Greed-108458360
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